Brokerplex Server Recovery

Services Involved

Impacts

Response

Services include:

Brokerplex and related database loaders

 

Service Types include:

BPLX, DLBP

During Off-Trading and Trading Hours:

- No trading suspension considerations are necessary.    IBs should have capability of trading via TRF terminals.

 

-IBs will not be able to perform trading or administrative functions via Brokerplex terminals.

 

-Inbound orders to IBs should reject back to firm with “communication problems”.

 

-Matching Engine responses to IB orders will be seen upon Brokerplex restart.

 

-Regulatory drop copies from vendors to IBs should queue on their end.

 

- Notify IBs affected. 

- Notify EXECUTIVE.

 

- Move all applications to alternate nodes.

- If alternate nodes not available, move to DR nodes.

- All hosts and host specific configurations are pre-defined, outside of JNLP requirements for BPLX client connections.  These files must be changed to allow BPLX client connectivity.

 

Restart order (as applicable by server):

BPLX, DLBP

 

- Database loader files can be concatenated after end of day shutdown.

 

- Confirm all data accounted for around move.

 

SEE APPLICATION SPECIFIC RECOVERY DOCUMENTATION FOR MORE INFORMATION, IF NEEDED.